Análise bibliométrica sobre o papel da gestão de riscos nos programas de compliance com o advento da ISO 37301:2021

Authors

  • Gabriel Henrique Silva Rampini
  • Ana Claudia Consani de Moraes
  • Mario Yoshiro Kasai
  • Fernando Tobal Berssaneti

DOI:

https://doi.org/10.34115/basrv8n1-007

Keywords:

gestão de riscos, compliance, sustentabilidade

Abstract

Os estudos sobre compliance ao longo do tempo crescem em importância tanto no mundo acadêmico quanto no mundo empresarial. O que antes era tratado de forma isolada, atualmente é essencial para a sobrevivência de uma organização. Assim, as partes que compõem os processos de compliance das instituições devem ser estudadas de forma contínua visando a otimização de todo o processo. Neste contexto, a gestão de riscos, que apesar de possuir um conjunto de diretrizes e enquadramentos, tem uma aplicação incipiente no contexto do sistema de compliance, e não desempenha um papel relevante na implantação do processo. Porém, a recente ISO 37301:2021, que apresenta requisitos para implantação do programa de compliance possui elementos diretamente relacionados à gestão de riscos. Portanto, o presente artigo tem como objetivo traçar um perfil das publicações acadêmicas que relacionam a gestão de riscos e o compliance, e identificar a existência de outros temas relacionados à gestão das organizações. Para atingir o objetivo foi realizada uma análise descritiva com amostras de documentos pertencentes à Web of Science Core Collection e à base de dados Scopus. Após as análises foi possível identificar a evolução consistente das publicações, diversidade de periódicos interessados ​​no assunto, interdisciplinaridade entre o compliance e a gestão de riscos e por fim a relevância dos temas relacionados à sustentabilidade, por meio das áreas ambientais e sociais.

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Published

2024-02-27

How to Cite

Rampini, G. H. S., de Moraes, A. C. C., Kasai, M. Y., & Berssaneti, F. T. (2024). Análise bibliométrica sobre o papel da gestão de riscos nos programas de compliance com o advento da ISO 37301:2021. Brazilian Applied Science Review, 8(1), 130–147. https://doi.org/10.34115/basrv8n1-007

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Section

Original articles